Ontario Securities Commission Bulletin
Issue 42/35 - August 29, 2019
Ont. Sec. Bull. Issue 42/35
Table of Contents
Chapter 1 - Notices
Notices of Hearing with Related Statements of Allegations
• Royal Bank of Canada -- ss. 127, 127.1
• The Toronto-Dominion Bank -- ss. 127, 127.1
Notices from the Office of the Secretary
• Paramount Equity Financial Corporation, et al.
• Royal Bank of Canada
• The Toronto-Dominion Bank
• Joseph Debus
Chapter 2 - Decisions, Orders and Rulings
Orders
• Paramount Equity Financial Corporation et al.
• Quadron Cannatech Corporation
• Joseph Debus -- s. 21.7
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• IIROC -- Notice of Proposed Amendments Respecting Free Credit Cash Segregated in Trust for Clients -- Request for Comment
• IIROC -Notice of Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations -- Request for Comment
Top