Ontario Securities Commission Bulletin

Issue 42/36 - September 05, 2019

Ont. Sec. Bull. Issue 42/36

Table of Contents

Chapter 1 - Notices

Notices of Hearing

Sentry Investments Inc. and Sean Driscoll -- s. 144

Notices from the Office of the Secretary

Sentry Investments Inc. and Sean Driscoll

The Toronto-Dominion Bank

Royal Bank of Canada

Chapter 2 - Decisions, Orders and Rulings

Decisions

Purpose Investments Inc. et al.

Canoe Financial LP et al.

Canoe Financial LP et al.

Mercer Park Brand Acquisition Corp.

Stewards Canada

Pentecostal Financial Services Group Inc. et al.

Canaccord Genuity Growth II Corp.

Orders

Mercal Capital Corp.

Financial & Risk Transaction Services Ireland Limited -- s. 147

Western Asset Management Company, LLC -- s. 80 of the CFA

M2 Cobalt Corp.

Delivra Corp. -- s. 1(6) of the OBCA

Orders with Related Settlement Agreements

The Toronto-Dominion Bank -- ss. 127, 127.1

Royal Bank of Canada -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

The Toronto-Dominion Bank -- ss. 127, 127.1

Royal Bank of Canada -- ss. 127, 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

CSA Notice and Request for Comment -- Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

IIROC -- Proposed Amendments Respecting Non-Clients -- Request for Comment

Marketplaces

Financial & Risk Transaction Services Ireland Limited -- Application for Exemptive Relief -- Notice of Commission Order

 

Top