Ontario Securities Commission Bulletin
Issue 42/38 - September 19, 2019
Ont. Sec. Bull. Issue 42/38
Table of Contents
Chapter 1 - Notices
Notices of Hearing with Related Statements of Allegations
• Canada Cannabis Corporation et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Canada Cannabis Corporation et al.
Notices from the Office of the Secretary with Related Statements of Allegations
• BDO Canada LLP
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Fidelity Investments Canada ULC and Fidelity North American Directional Long Short Fund
• SEI Investments Canada Company
Orders
• Carmanah Technologies Corporation
• Goldcorp Inc.
• Alexandria Minerals Corporation
• trueEX LLC -- s. 144
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Neo Exchange Inc. -- Anonymous Broker Preferencing in NEO-D -- Amendments to Trading Policies -- Notice of Approval
• TriAct Canada Marketplace LP -- Proposed Change to the MATCHNow Trading System -- Notice of Approval
• trueEX LLC -- Notice of Revocation Order
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