Ontario Securities Commission Bulletin
Issue 42/39 - September 26, 2019
Ont. Sec. Bull. Issue 42/39
Table of Contents
Chapter 1 - Notices
Notices from the Office of the Secretary
• Sentry Investments Inc. and Sean Driscoll
• Sean Daley et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation and Mackenzie China Bond Fund
• Ninepoint Partners LP
• Emera Incorporated et al.
• Digital Consumer Dividend Fund
• Royal Bank of Canada
Orders
• Sentry Investments Inc. and Sean Driscoll - s. 144
• Sean Daley et al. - ss. 127(8), 127(1)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• MFDA - Continuing Education Requirements for MFDA Members and their Approved Persons - Notice of Commission Approval
Marketplaces
• Canadian Securities Exchange - System Functionality - Closing Price Session - Notice of Approval
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