Ontario Securities Commission Bulletin
Issue 42/41 - October 10, 2019
Ont. Sec. Bull. Issue 42/41
Table of Contents
Chapter 1 - Notices
Notices
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices of Hearing with Related Statements of Allegations
• Farhang (Fred) Dagostar Nikoo -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Alan Braun et al.
• Farhang (Fred) Dagostar Nikoo
• MOAG Copper Gold Resources Inc. et al.
• Issam El-Bouji
• MOAG Copper Resources Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Purpose Investments Inc. et al.
• Gluskin Sheff + Associates Inc.
• Corton Capital Inc. and the Top Funds
• Callidus Capital Corporation
Orders
• Alan Braun et al. -- ss. 127(1), 127(10)
• Atlatsa Resources Corporation
• MOAG Copper Gold Resources Inc. et al.
• 0944460 B.C. Ltd.
• Genus Capital Management Inc. et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Alan Braun et al. -- 127(1), 127(10)
• Issam El-Bouji -- s. 127
Director's Decisions
• Paul Wenden
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Toronto Stock Exchange -- TSX Company Manual -- Notice of Housekeeping Rule Amendments
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