Ontario Securities Commission Bulletin
Issue 42/42 - October 17, 2019
Ont. Sec. Bull. Issue 42/42
Table of Contents
Chapter 1 - Notices
Notices of Hearing
• Benedict Cheng et al. -- s. 144
Notices of Hearing with Related Statements of Allegations
• Aly Babu Husein Mawji -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Benedict Cheng et al.
• Issam El-Bouji
• Paramount Equity Financial Corporation et al.
• Aly Babu Husein Mawji
• First Global Data Ltd. et al.
• Solar Income Fund Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Eldorado Gold Corporation et al.
• Franklin Templeton Investments Corp. and The Merging Funds
• Zymeworks Inc.
• Ewing Morris & Co. Investment Partners Ltd.
Orders
• Paramount Equity Financial Corporation et al.
• First Global Data Ltd. et al. -- ss. 127, 127.1
• Toachi Mining Inc.
• Solar Income Fund Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Amendments Respecting Client Identifiers for Reportable Debt Transactions -- Notice of Commission Approval
• Investment Industry Regulatory Organization of Canada (IIROC) -- Housekeeping Amendments to Form 1 for use in, and consistency with, the Plain Language Dealer Member Rules Rule Book -- Notice of Commission Deemed Approval
• Investment Industry Regulatory Organization of Canada (IIROC) -- Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC -- Request for Comment
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