Ontario Securities Commission Bulletin
Issue 42/43 - October 24, 2019
Ont. Sec. Bull. Issue 42/43
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Ministerial Approval of Amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees
• Notice of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Germany
• Notice of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Ireland
Notices from the Office of the Secretary
• Issam El-Bouji
• MOAG Copper Gold Resources Inc. et al.
• Jean-Smaille Germeil and FPE Trading
• Solar Income Fund Inc. et al -- Notice of Correction
• Benedict Cheng et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Goldman Sachs International -- s. 6.1 of OSC Rule 91-502 Trades in Recognized Options
• Quadravest Capital Management Inc. and National Bank Financial Inc.
• Alvest Holding
Orders
• Issam El-Bouji -- ss. 127(1), 127.1
• Trez Capital Mortgage Investment Corporation
• Espial Group Inc.
• Espial Group Inc.
• MOAG Copper Gold Resources Inc. et al.
• Hydrogenics Corporation
• Jean-Smaille Germeil and FPE Trading -- ss. 127(1), 127(10)
• Solar Income Fund Inc. et al.
• TSO3 Inc.
• Benedict Cheng et al. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Jean-Smaille Germeil and FPE Trading -- ss. 127(1), 127(10)
• Benedict Cheng et al. -- s. 144
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to OSC Rule 13-502 Fees
• Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Mutual Fund Dealers Association of Canada (MFDA) -- Proposed Amendments to MFDA Rule 1.1.1(A) (Business Structures -- Members) -- Request for Comment
Chapter 25 - Other Information
• Generic Gold Corp. -- s. 4(b) of Ont. Reg. 289/00 under the OBCA
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