Ontario Securities Commission Bulletin

Issue 42/46 - November 14, 2019

Ont. Sec. Bull. Issue 42/46

Table of Contents

Chapter 1 - Notices

Notices

Notice of Co-Operation Agreement Concerning Innovative Fintech Businesses with the Monetary Authority of Singapore

OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies

CSA Multilateral Staff Notice 51-359 -- Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry

Notices from the Office of the Secretary

MOAG Copper Gold Resources Inc. et al.

Sean Daley et al.

MOAG Copper Gold Resources Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

AXA S.A.

Canoe Financial LP and National Bank Financial Inc.

Vanguard Investments Canada Inc. et al.

Horizons ETFs Management (Canada) Inc. and Portfolio Management Association of Canada

Orders

Sean Daley et al. -- ss. 127(8), 127(1)

Street Capital Group Inc.

Master Credit Card Trust II

Callidus Capital Corporation

Invesco Canada Ltd. et al. -- s. 80 of the CFA

P/E Global LLC -- s. 80 of the CFA

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

SROs

Investment Industry Regulatory Organization of Canada (IIROC) -- Amendments Respecting Mandatory Reporting of Cybersecurity Incidents -- Notice of Commission Approval

 

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