Ontario Securities Commission Bulletin
Issue 42/46 - November 14, 2019
Ont. Sec. Bull. Issue 42/46
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Co-Operation Agreement Concerning Innovative Fintech Businesses with the Monetary Authority of Singapore
• OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies
• CSA Multilateral Staff Notice 51-359 -- Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry
Notices from the Office of the Secretary
• MOAG Copper Gold Resources Inc. et al.
• Sean Daley et al.
• MOAG Copper Gold Resources Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• AXA S.A.
• Canoe Financial LP and National Bank Financial Inc.
• Vanguard Investments Canada Inc. et al.
• Horizons ETFs Management (Canada) Inc. and Portfolio Management Association of Canada
Orders
• Sean Daley et al. -- ss. 127(8), 127(1)
• Street Capital Group Inc.
• Master Credit Card Trust II
• Callidus Capital Corporation
• Invesco Canada Ltd. et al. -- s. 80 of the CFA
• P/E Global LLC -- s. 80 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Amendments Respecting Mandatory Reporting of Cybersecurity Incidents -- Notice of Commission Approval
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