Ontario Securities Commission Bulletin
Issue 42/47 - November 21, 2019
Ont. Sec. Bull. Issue 42/47
Table of Contents
Chapter 1 - Notices (nil)
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Franklin Templeton Investments Corp. et al.
• Vision Capital Corporation
• 1832 Asset Management L.P. and Dynamic Credit Absolute Return II Fund
• J.P. Morgan Securities LLC
• Sun Life Global Investments (Canada) Inc.
• Guardian Capital LP
• Horizons ETFS Management (Canada) Inc. et al.
Orders
• Valener Inc.
• Holloway Lodging Corporation -- s. 1(6) of the OBCA
• Callidus Capital Corporation -- s.1(6) of the OBCA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Notice of Proposed Derivatives Rule Modernization, Stage 1 -- Request for Comment
Marketplaces
• Liquidnet Canada -- Notice of Proposed Changes
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