Ontario Securities Commission Bulletin
Issue 42/48 - November 28, 2019
Ont. Sec. Bull. Issue 42/48
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands
Notices of Hearing with Related Statements of Allegations
• Sean Daley and Kevin Wilkerson -- ss. 127(1), 127.1
• VRK Forex & Investments Inc. and Radhakrishna Namburi -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Sean Daley and Kevin Wilkerson
• VRK Forex & Investments Inc. and Radhakrishna Namburi
Chapter 2 - Decisions, Orders and Rulings
Decisions
• National Bank Investments Inc. et al.
• Mackenzie Financial Corporation and Mackenzie Cundill US Class
• Baskin Financial Services Inc.
• NGAM Canada LP
• NGAM Canada LP
• Starlight U.S. Multi-Family (No. 1) Value-Add Fund
Orders
• 1212771 B.C. Ltd. (formerly Cobalt 27 Capital Corp.)
• AGT Foods and Ingredients Inc. -- s. 1(6) of the OBCA
• Sun Life Global Investments (Canada) Inc. et al. -- ss. 78(1), 80 of the CFA
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Top