Ontario Securities Commission Bulletin
Issue 43/01 - January 02, 2020
Ont. Sec. Bull. Issue 43/01
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Amendments to the Securities Act and the Commodity Futures Act -- Bill 138
• Notice of Ministerial Approval of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Germany
• Notice of Ministerial Approval of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Ireland
Notices of Hearing with Related Statements of Allegations
• David Randall Miller -- ss. 127(1) and 127.1
Notices from the Office of the Secretary
• Money Gate Mortgage Investment Corporation et al.
• BDO Canada LLP
• The Catalyst Capital Group Inc. et al.
• VRK Forex & Investments Inc. and Radhakrishna Namburi
• Issam El-Bouji
• David Randall Miller
• Sean Daley and Kevin Wilkerson
Chapter 2 - Decisions, Orders and Rulings
Decisions
• AGF Investments Inc.
• Cresco Labs Inc. and Canaccord Genuity Corp.
• Portland Investment Counsel Inc.
Orders
• Bloomberg Trading Facility Limited -- s. 144
• Authorization Order -- s. 3.5(3)
• BDO Canada LLP
• The Catalyst Capital Group Inc. et al. -- s. 127
• VRK Forex & Investments Inc. and Radhakrishna Namburi -- ss. 127, 127.1
• Sean Daley and Kevin Wilkerson -- ss. 127, 127.1
• Enthusiast Gaming Properties Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Money Gate Mortgage Investment Corporation et al. -- s. 127(1)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 9 - Legislation
• Bill 138, Plan to Build Ontario Together Act, 2019
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Bloomberg Trading Facility Limited -- Notice of Commission Order
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