Ontario Securities Commission Bulletin

Issue 43/01 - January 02, 2020

Ont. Sec. Bull. Issue 43/01

Table of Contents

Chapter 1 - Notices

Notices

Notice of Amendments to the Securities Act and the Commodity Futures Act -- Bill 138

Notice of Ministerial Approval of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Germany

Notice of Ministerial Approval of Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and Ireland

Notices of Hearing with Related Statements of Allegations

David Randall Miller -- ss. 127(1) and 127.1

Notices from the Office of the Secretary

Money Gate Mortgage Investment Corporation et al.

BDO Canada LLP

The Catalyst Capital Group Inc. et al.

VRK Forex & Investments Inc. and Radhakrishna Namburi

Issam El-Bouji

David Randall Miller

Sean Daley and Kevin Wilkerson

Chapter 2 - Decisions, Orders and Rulings

Decisions

AGF Investments Inc.

Cresco Labs Inc. and Canaccord Genuity Corp.

Portland Investment Counsel Inc.

Orders

Bloomberg Trading Facility Limited -- s. 144

Authorization Order -- s. 3.5(3)

BDO Canada LLP

The Catalyst Capital Group Inc. et al. -- s. 127

VRK Forex & Investments Inc. and Radhakrishna Namburi -- ss. 127, 127.1

Sean Daley and Kevin Wilkerson -- ss. 127, 127.1

Enthusiast Gaming Properties Inc.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

Money Gate Mortgage Investment Corporation et al. -- s. 127(1)

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 9 - Legislation

Bill 138, Plan to Build Ontario Together Act, 2019

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Marketplaces

Bloomberg Trading Facility Limited -- Notice of Commission Order

 

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