INVESTMENT FUNDS
Issuer Name:
Fidelity Dividend Plus Class
Fidelity U.S. Focused Stock Class
Fidelity U.S. All Cap Class
Fidelity Global Large Cap Class
Fidelity Global Small Cap Class
Fidelity Global Real Estate Class
Fidelity Income Class Portfolio
Fidelity Global Growth Class Portfolio
Principal Regulator -- Ontario
Type and Date:
Amendment #2 to Final Simplified Prospectus dated January 7, 2020
NP 11-202 Receipt dated January 13, 2020
Offering Price and Description:
Series P2T5, E2T5, E2T5, P1T5, P2T5, P3T5, P4, P5 and E3T5 shares
Underwriter(s) or Distributor(s):
Fidelity Investments Canada ULC
Promoter(s):
Fidelity Investments Canada ULC
Project #2875188
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Vertex Bond Alpha Fund
Principal Regulator -- British Columbia
Type and Date:
Amendment #3 to Final Simplified Prospectus dated December 18, 2019
NP 11-202 Receipt dated January 8, 2020
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
Vertex One Asset Management Inc.
Project #2831383
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Fidelity Canadian Monthly High Income ETF Fund
Fidelity Global Monthly High Income ETF Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 8, 2020
Offering Price and Description:
Series B units, Series O units and Series F units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2985908
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
First Trust Cboe Vest U.S. Equity Buffer ETF -- November
First Trust Cboe Vest U.S. Equity Deep Buffer ETF -- November
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 2, 2020
Offering Price and Description:
Hedged Units and units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2974074
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Fidelity Canadian Monthly High Income ETF
Fidelity Global Monthly High Income ETF
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 8, 2020
Offering Price and Description:
Series L units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2985914
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Blockchain Technologies ETF
Harvest Equal Weight Global Utilities Income ETF
Harvest Global Gold Giants Index ETF
Harvest Global Resource Leaders ETF
Harvest US Bank Leaders Income ETF
Harvest US Investment Grade Bond Plus ETF
Principal Regulator -- Ontario
Type and Date:
Combined Preliminary and Pro Forma Long Form Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 8, 2020
Offering Price and Description:
Class U Units and Class A Units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2998318
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Fidelity Canadian Monthly High Income ETF
Fidelity Global Monthly High Income ETF
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 8, 2020
Offering Price and Description:
Series L units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2985914
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Dynamic Liquid Alternatives Private Pool
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectus dated Jan 6, 2020
NP 11-202 Final Receipt dated Jan 7, 2020
Offering Price and Description:
Series H Units, Series T Units, Series A Units, Series FT Units, Series FH Units and Series F Units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2998329
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Vanguard Global Aggregate Bond Index ETF (CAD-hedged)
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated Jan 9, 2020
NP 11-202 Final Receipt dated Jan 10, 2020
Offering Price and Description:
Units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2989325
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
CI Vantage Managed Payout Portfolio 1946 -- 1948
CI Vantage Managed Payout Portfolio 1949 -- 1951
CI Vantage Managed Payout Portfolio 1952 -- 1954
CI Vantage Managed Payout Portfolio 1955 -- 1957
CI Vantage Managed Payout Portfolio 1958 -- 1960
CI Vantage Managed RRSP/RRIF Payout Portfolio 1946 -- 1948
CI Vantage Managed RRSP/RRIF Payout Portfolio 1949 -- 1951
CI Vantage Managed RRSP/RRIF Payout Portfolio 1952 -- 1954
CI Vantage Managed RRSP/RRIF Payout Portfolio 1955 -- 1957
CI Vantage Managed RRSP/RRIF Payout Portfolio 1958 -- 1960
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectus dated Jan 7, 2020
NP 11-202 Final Receipt dated Jan 7, 2020
Offering Price and Description:
Series A units and Series F units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2975489
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Galileo High Income Plus Fund
Principal Regulator -- Ontario
Type and Date:
Amendment #1 to Final Simplified Prospectus dated January 6, 2020
NP 11-202 Final Receipt dated Jan 10, 2020
Offering Price and Description:
Class A units and Class F units
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2923416
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Templeton EAFE Developed Markets Fund
Templeton Global Balanced Fund
Templeton Global Smaller Companies Fund
Templeton Growth Fund, Ltd.
Templeton International Stock Fund
Franklin U.S. Monthly Income Fund
Franklin U.S. Monthly Income Corporate Class
Franklin U.S. Monthly Income Hedged Corporate Class
Franklin Bissett Money Market Fund
Franklin Bissett Money Market Corporate Class
Franklin Quotential Balanced Growth Portfolio
Principal Regulator -- Ontario
Type and Date:
Amendment #4 to Final Simplified Prospectus dated December 18, 2019
NP 11-202 Final Receipt dated Jan 7, 2020
Offering Price and Description:
Series A, Series A (Hedged), Series F, Series FT, Series I, Series O, Series OT, Series PA, Series PA (Hedged), Series PF, Series PFT, Series PT, Series PT-USD, Series T, Series T-USD and Series V
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2904875
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Russell Investments Diversified Monthly Income
Russell Investments Balanced Growth
Russell Investments Long-Term Growth
Multi-Asset Income Strategy
Multi-Asset Growth Strategy
Russell Investments Fixed Income Pool
Russell Investments Global Unconstrained Bond Pool
Russell Investments Global Infrastructure Pool
Russell Investments Real Assets
Principal Regulator -- Ontario
Type and Date:
Amendment # 1 to Final Simplified Prospectus dated December 9, 2019
NP 11-202 Final Receipt dated Jan 13, 2020
Offering Price and Description:
US Dollar Hedged Series B, Series B, Series B-3, Series B-5, Series B-7, Series E, Series E-5, Series E-7, US Dollar Hedged Series F, Series F, Series F-2, Series F-3, Series F-5, Series F-7, Series O, Series O-7 and Series P
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2920285
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Purpose Special Opportunities Fund
Principal Regulator -- Ontario
Type and Date:
Amendment #3 to Final Simplified Prospectus dated December 16, 2019
NP 11-202 Final Receipt dated Jan 9, 2020
Offering Price and Description:
Series A shares, Series B shares, Series F shares, Series X shares
Underwriter(s) or Distributor(s):
N/A
Promoter(s):
N/A
Project #2908288
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
NON-INVESTMENT FUNDS
Issuer Name:
Calian Group Ltd.
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated January 13, 2020
Receipt dated January 14, 2020
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3007163
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Osino Resources Corp. (formerly Romulus Resources Ltd.)
Principal Regulator -- British Columbia
Type and Date:
Preliminary Short Form Prospectus dated January 13, 2020
Preliminary Receipt dated January 13, 2020
Offering Price and Description:
Offering: $*
* Units
$*per Unit
Underwriter(s) or Distributor(s):
Cormark Securites Inc.
Promoter(s):
-
Project #3007020
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Talon Metals Corp.
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated January 7, 2020
Preliminary Receipt dated January 7, 2020
Offering Price and Description:
$40,000,000.00 -- Common Shares, Debt Securities, Subscription Receipts, Warrants, Units,
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3005789
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
The Flowr Corporation (formerly The Needle Capital Corp.)
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated January 8, 2020
Preliminary Receipt dated January 9, 2020
Offering Price and Description:
$175,000,000.00 -- Common Shares, Preferred Shares, Debt Securities, Subscription Receipts, Warrants
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3006175
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
The Very Good Food Company Inc. (formerly The Very Good Butchers Inc.)
Principal Regulator -- British Columbia
Type and Date:
Preliminary Long Form Prospectus dated January 10, 2020
Preliminary Receipt dated January 13, 2020
Offering Price and Description:
14,000,000 Common Shares ($3,500,000.00)
Price: $0.25 Per Common Share
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3006838
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
True North Commercial Real Estate Investment Trust
Principal Regulator -- Ontario
Type and Date:
Preliminary Shelf Prospectus dated January 10, 2020
NP 11-202 Preliminary Receipt dated January 10, 2020
Offering Price and Description:
$500,000,000.00 -- Trust Units, Preferred Trust Units, Debt Securities, Subscription Receipts, Warrants, Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3006653
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
InterRent Real Estate Investment Trust
Principal Regulator -- Ontario
Type and Date:
Final Shelf Prospectus dated January 8, 2020
NP 11-202 Receipt dated January 9, 2020
Offering Price and Description:
$800,000,000.00 -- UNITS
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #3004386