Ontario Securities Commission Bulletin
Issue 43/05 - January 30, 2020
Ont. Sec. Bull. Issue 43/05
Table of Contents
Chapter 1 - Notices
Notices
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
Notices from the Office of the Secretary
• Issam El-Bouji
• BDO Canada LLP
• Majd Kitmitto et al.
• Money Gate Mortgage Investment Corporation et al.
• Canada Cannabis Corporation et al.
• Joseph Debus
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Sun Life Global Investments (Canada) Inc.
• Accelerate Financial Technologies Inc.
• Connor, Clark & Lunn Funds Inc. et al.
• WisdomTree Asset Management Canada, Inc. et al.
Orders
• WestJet Airlines Ltd.
• Firm Capital American Realty Partners Corp.
• Telecom Italia S.p.A. (also named TIM S.p.A.)
• Authorization Order -- s. 3.5(3)
• Majd Kitmitto et al.
• Chemtrade Electrochem Inc.
• Money Gate Mortgage Investment Corporation et al.
• Canada Cannabis Corporation et al.
• Sun Life Capital Trust II
• Quad/Graphics, Inc.
• CannaRoyalty Corp. dba Origin House
• Joseph Debus
Orders with Related Settlement Agreements
• BDO Canada LLP -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
Director's Decisions
• Merit Valor Capital Asset Management Corporation -- s. 31
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Mutual Fund Dealers Association of Canada (MFDA) -- Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) -- Request for Comment
• Mutual Fund Dealers Association of Canada (MFDA) -- Amendments to MFDA By-Law No. 1 Sections 3.3 (Election and Term), 3.6.1 (Governance Committee) and 4.7 (Quorum) -- Notice of Commission Approval
Marketplaces
• Instinet Canada Cross Ltd. -- Change to Instinet Canada Cross Trading System -- Notice of Proposed Change and Request for Comment
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