Ontario Securities Commission Bulletin
Issue 43/06 - February 06, 2020
Ont. Sec. Bull. Issue 43/06
Table of Contents
Chapter 1 - Notices 1169
Notices
• Money Gate Mortgage Investment Corporation et al. -- Notice of Correction
• Memorandum of Understanding -- Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands -- Notice of Coming into Effect
• MOAG Copper Gold Resources Inc. et al. -- Notice of Correction
Notices of Hearing with Related Statements of Allegations
• Matthew John Hamilton -- ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Paramount Equity Financial Corporation et al.
• MOAG Copper Gold Resources Inc. et al.
• Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc.
• Matthew John Hamilton
• BDO Canada LLP
• Paramount Equity Financial Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• GDI Integrated Facility Services Inc.
• Horizons ETFs Management (Canada) Inc. and Horizons Emerging Marijuana Growers Index ETF
Orders
• Impala Canada Ltd.
• Biosenta Inc.
• MOAG Copper Gold Resources Inc. et al.
• UMG Media Ltd.
• Greenbank Capital Inc.
Rulings
• HSCB Securities (USA) Inc. -- s. 38 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• BDO Canada LLP -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• NEO Exchange Inc. -- Listing Manual and Listing Forms Amendments (February 6, 2020) -- Notice of Approval
Clearing Agencies
• CDCC -- Amendments to the Rules, Risk Manual and Operations Manual of the Canadian Derivatives Clearing Corporation -- Liquidity Risk Management -- Notice of Commission Approval
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