Ontario Securities Commission Bulletin
Issue 43/07 - February 13, 2020
Ont. Sec. Bull. Issue 43/07
Table of Contents
Chapter 1 - Notices
Notices
• CSA Second Notice and Request for Comment -- Proposed National Instrument 52-112 Non-GAAP and Other Financial Measure Disclosure -- Proposed Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure -- Related Proposed Consequential Amendments and Changes
• Notice of Ministerial Approval of National Instrument 94-102 Customer Clearing and Protection of Customer Collateral and Positions
• CSA Staff Notice 23-326 Order Protection Rule: Market Share Threshold for the period April 1, 2020 to March 31, 2021
Notices from the Office of the Secretary
• Issam El-Bouji
• Solar Income Fund Inc. et al.
• First Global Data Ltd. et al.
• Sean Daley and Kevin Wilkerson
• Joseph Debus
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Fortrade Canada Ltd.
• 1832 Asset Management L.P.
• Ovintiv Inc.
• BlackRock Asset Management Canada Limited
Orders
• Cautivo Mining Inc.
• Solar Income Fund Inc.
• First Global Data Ltd. et al.
• Joseph Debus
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Issam El-Bouji
Director's Decisions
• Jonathan Covello
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Companion Policy
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Housekeeping Amendments to Form 2 for Consistency with the Current Cultural and Business Practices -- Notice of Commission Deemed Approval
Clearing Agencies
• CDS Clearing and Depository Services Inc. -- Material Amendments to CDS Rules and External Procedures -- Liquidity Risk Management -- Notice of Commission Approval
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