Ontario Securities Commission Bulletin

Issue 43/09 - February 27, 2020

Ont. Sec. Bull. Issue 43/09

Table of Contents

Chapter 1 - Notices

Notices

Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board

Brent (BC) Participation S.À R.L. -- Notice of Correction

DTR LLC -- Notice of Correction

Notices from the Office of the Secretary

The Catalyst Capital Group Inc. et al.

Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc.

Joseph Debus

Chapter 2 - Decisions, Orders and Rulings

Decisions

Bruce Power L. P.

Middlefield Global Real Asset Fund

Guardian Capital LP

Horizons ETFs Management (Canada) Inc. et al.

Harvest Health & Recreation Inc.

Lightspeed POS Inc.

Manulife Investment Management Limited

American Hotel Income Properties REIT LP

Orders

RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited -- ss. 78(1), 80 of the CFA

CannaRoyalty Corp. DBA Origin House -- s. 1(6) of the OBCA

Landry Investment Management Inc. et al.

Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc.

Eurex Clearing AG -- ss. 144, 147

Joseph Debus

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions

The Catalyst Capital Group Inc. et al. -- s.127

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories

Clearing Agencies

Eurex Clearing AG -- Application for Variation of Exemptive Relief -- Notice of Commission Order

 

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