Ontario Securities Commission Bulletin
Issue 43/09 - February 27, 2020
Ont. Sec. Bull. Issue 43/09
Table of Contents
Chapter 1 - Notices
Notices
• Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board
• Brent (BC) Participation S.À R.L. -- Notice of Correction
• DTR LLC -- Notice of Correction
Notices from the Office of the Secretary
• The Catalyst Capital Group Inc. et al.
• Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc.
• Joseph Debus
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Bruce Power L. P.
• Middlefield Global Real Asset Fund
• Guardian Capital LP
• Horizons ETFs Management (Canada) Inc. et al.
• Harvest Health & Recreation Inc.
• Lightspeed POS Inc.
• Manulife Investment Management Limited
• American Hotel Income Properties REIT LP
Orders
• RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited -- ss. 78(1), 80 of the CFA
• CannaRoyalty Corp. DBA Origin House -- s. 1(6) of the OBCA
• Landry Investment Management Inc. et al.
• Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc.
• Eurex Clearing AG -- ss. 144, 147
• Joseph Debus
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• The Catalyst Capital Group Inc. et al. -- s.127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Clearing Agencies
• Eurex Clearing AG -- Application for Variation of Exemptive Relief -- Notice of Commission Order
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