Ontario Securities Commission Bulletin
Issue 43/11 - March 12, 2020
Ont. Sec. Bull. Issue 43/11
Table of Contents
Chapter 1 - Notices
Notices of Hearing
• Issam El-Bouji -- ss. 127, 127.1
Notices of Hearing with Related Statements of Allegations
• Global RESP Corporation and Global Growth Assets Inc. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Money Gate Mortgage Investment Corporation et al.
• Issam El-Bouji
• Global RESP Corporation and Global Growth Assets Inc.
• Canada Cannabis Corporation et al.
• Paramount Equity Financial Corporation et al.
• Issam El-Bouji et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Natixis Investment Managers Canada LP
• HSBC Global Asset Management (Canada) Limited
• Horizons ETFs Management (Canada) Inc. et al.
• MD Financial Management Inc.
Orders
• VersaPay Corporation
• Horizons ETFS Management (Canada) Inc. et al.
• Money Gate Mortgage Investment Corporation et al.
• Posera Ltd.
• Canada Cannabis Corporation et al.
• Temple Hotels Inc.
• Intrinsyc Technologies Corporation
Orders with Related Settlement Agreements
• Issam El-Bouji et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Paramount Equity Financial Corporation et al. -- Rule 29 of the OSC Rules of Procedure and Forms
Director's Decisions
• RWS Capital Services Inc.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Canadian Securities Exchange -- Housekeeping Amendment to Form 1A -- Notice of Housekeeping Rule Amendment
• NASDAQ CXC Limited -- Introduction of Broker Preferencing for Anonymous Orders on the CXD Trading Book
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