Ontario Securities Commission Bulletin
Issue 43/13 - March 26, 2020
Ont. Sec. Bull. Issue 43/13
Table of Contents
Chapter 1 - Notices
Notices
• Ontario Instrument 25-502 Temporary Exemption from Certain reporting Requirements for Regulated Entities Carrying on Business in Ontario -- Notice of General Order
• Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds -- Notice of General Order
• Ontario Instrument 31-510 Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants -- Notice of General Order
• Ontario Instrument 51-502 Temporary Exemption from Certain Corporate Finance Requirements -- Notice of General Order
Notices from the Office of the Secretary
• Issam El-Bouji et al.
• Update on Proceedings Before the Ontario Securities Commission Tribunal
• Money Gate Mortgage Investment et at.
• Joseph Debus
• Sean Daley et al.
• Sean Daley and Kevin Wilkerson
• Paramount Equity Financial Corporation et al.
• Kuber Mortgage Investment Corporation and SutharsanKunaratnam
• Buffalo Grand Hotel Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Lysander Funds Limited and Canso Investment Counsel Ltd.
• National Bank Investments Inc.
• Agrifoods International Cooperative Ltd.
• CI Investments Inc.
• Brookfield Infrastructure Partners L.P. and Brookfield Infrastructure Corporation
• CI Investments Inc.
Orders
• Continental Gold Inc.
• Granite Oil Corp.
• Sean Daley et al. -- ss. 127(8), 127(1)
• Sean Daley and Kevin Wilkerson
• Tralucent Asset Management Inc.
• Paramount Equity Financial Corporation et al.
• Strongco Corporation
• Buffalo Grand Hotel Inc. et al. -- ss. 127(1), 127(5)
• Ontario Instrument 25-502 Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Ontario
• Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds
• Ontario Instrument 31-510 Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants
• Ontario Instrument 51-502Temporary Exemption from Certain Corporate Finance Requirements
Orders with Related Settlement Agreements
• Kuber Mortgage Investment Corporation and SutharsanKunaratnam -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions
• Issam El-Bouji et al. -- ss. 127, 127.1
• Paramount Equity Financial Corporation et al. -- s. 25.0.1(a)
• Kuber Mortgage Investment Corporation and SutharsanKunarathan -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• National Instrument 24-101 Institutional Trade Matching and Settlement -- Notice of Amendment
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Mutual Fund Dealers Association of Canada (MFDA) -- Proposed Amendment to MFDA Policy No. 9 Continuing Education (CE) Requirements -- Request for Comment
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