Type |
Company |
Category of Registration |
Effective Date |
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Change in Registration Category |
Takota Asset Management Inc. |
From: Investment Fund Manager, Portfolio Manager and Exempt Market Dealer |
March 18, 2020 |
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To: Portfolio Manager and Exempt Market Dealer |
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New Registration |
Kinsman Oak Capital Partners Inc. |
Portfolio Manager, Exempt Market Dealer and Investment Fund Manager |
March 19, 2020 |