Ontario Securities Commission Bulletin
Issue 43/17 - April 23, 2020
Ont. Sec. Bull. Issue 43/17
Table of Contents
Chapter 1 - Notices
Notices
• OSC Notice of General Order -- Ontario Instrument 13-504 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees
• OSC Notice of General Order -- Ontario Instrument 13-505 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees
• OSC Notice of General Order -- Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
Notices from the Office of the Secretary
• MOAG Copper Gold Resources Inc. et al.
• Solar Income Fund Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Horizon North Logistics Inc.
• Goodman & Company, Investment Counsel Inc. and CMP 2020 Resource Limited Partnership
• I.G. Investment Management, Ltd.
• Counsel Portfolio Services Inc. and Mackenzie Financial Corporation
• RBC Global Asset Management Inc.
Orders
• Portage Biotech Inc.
• Park Lawn Company Limited
• Ontario Instrument 13-504 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees
• Ontario Instrument 13-505 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees
• Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities
• Solar Income Fund Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
SROs
• Investment Industry Regulatory Organization of Canada (IIROC) -- Revised Implementation Date of the IIROC Dealer Member Plain Language Rule Book -- Update Notice
Marketplaces
• Nasdaq CXC Limited -- Notice of Proposed Changes and Request for Comment
• Instinet Canada Cross -- Notice of Approval -- ICX Trading System
Top