Ontario Securities Commission Bulletin
Issue 43/20 - May 14, 2020
Ont. Sec. Bull. Issue 43/20
Table of Contents
Chapter 1 - Notices
Notices of Hearing with Related Statements of Allegations
• Jonathan Cartu et al. -- ss. 127(1), 127.1
Notices from the Office of the Secretary
• Jonathan Cartu et al.
• Joseph Debus
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brandes Investment Partners & Co. et al.
• HSBC Global Asset Management (Canada) Limited and HSBC Mortgage Fund
Orders
• Advantage Lithium Corp.
• Joseph Debus
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces, Clearing Agencies and Trade Repositories
Marketplaces
• Toronto Stock Exchange -- Notice of Housekeeping Amendment to the Toronto Stock Exchange Rule Book
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