Regulatory Materials
“Regulatory Materials” includes information from securities commissions or their equivalents, stock exchanges, and other self-regulating organizations.
Alberta Securities Commission
Publication of the ASC Summary was discontinued in 2001. SecuritiesSource continues to post ASC regulatory material on a weekly basis in a format resembling the former Summary for your convenience. It is accessible from the homepage link, “Alberta Securities Commission Summary” and is current to May 30, 2008. Full text ASC Summaries from the first issue of 1999 (Vol. 8, Issue 1: Jan. 8, 1999) to the final issue of 2001 (Vol. 10, Issue 13: Mar. 30, 2001) are also accessible from this link.
The following ASC material can also be accessed through the Table of Contents or the Regulatory Materials custom search template:
- Notices
- Press Releases
- Policies
- Legislation
- Requests for Comment
These materials are current to May 30, 2008.
Alberta Stock Exchange
Companies listed prior to Nov. 29, 1999, were permitted to use old policies until Mar. 1, 2000. For your convenience, legislation and regulatory materials pertaining to the ASE remain on the service.
British Columbia Securities Commission
Publication of the BCSC Weekly Summary was discontinued in 2000. SecuritiesSource continues to post BCSC regulatory material on a weekly basis in a format resembling the former Weekly Summary for your convenience. It is accessible from the homepage link “B.C. Securities Commission Weekly Summary” and is current to May 30, 2008. The full text of BCSC Weekly Summaries from the first issue of 1999 (Vol. 8, Issue 1, Jan. 8, 1999) to the final issue of 2000 (Issue 00:35, Sept. 8, 2000) are also accessible from this link.
The following BCSC material can also be accessed from the Table of Contents or the Regulatory Materials custom search template:
- Notices
- News Releases
- Blanket Orders
- Policies
- Legislation
These materials are current to May 30, 2008.
Investment Dealers Association of Canada
Current to Bulletin 3721 (May 25, 2008).
Investment Funds Institute of Canada
General By-Law and Regulations - 2001 are on the service including October 2002 amendments.
Manitoba Securities Commission
Current to 2008-20 (May 9, 2008).
Market Regulation Services Inc.
Universal Market Integrity Rules are available under the Table of Contents’ Regulatory Materials heading “National – Market Regulation Services”.
Montreal Exchange
2003 List of Fees
Rules and By-laws current to Amendments to Database (October 18, 2006).
Note: Amendments made by Circulars are incorporated on an ongoing basis but SecuritiesSource does not publish Circulars independently after 2000.
Mutual Fund Dealers Association
Current to Notice of amendment to By-law No. 1 (July 20, 2007).
New Brunswick Securities Commission
Current to Notice 52-320 (May 9, 2008).
Newfoundland & Labrador Securities Commission
Current to Amendments to Database (April 30, 2004).
Northwest Territories Securities Commission
Current to Blanket Order BO #10 (January 23, 2008).
Nova Scotia Securities Commission
Current to Notice 52-320 (May 9, 2008).
Regulatory material is added as it becomes available on the NSSC Web site.
Nunavut Legal Registries Division
Current to Blanket Order 3.(March 28, 2000).
Ontario Securities Commission
The most recent OSC Bulletins are available from the homepage link “Ontario Securities Commission Bulletin”. The latest Bulletin is posted every Friday afternoon.
The following OSC regulatory material is also accessible from the Table of Contents or through the Regulatory Materials custom search template:
- Notices
- News Releases
- Rules
- Policies
- Requests for Comments
- SRO Notices and Disciplinary Proceedings
These materials are current to Volume 31, Issue 22 (May 30, 2008).
OSC Bulletin – Insider Reports
We are pleased to announce that we have resumed publishing the weekly insider report information in Chapter 7 of the OSC Bulletin, beginning with Issue 27/04, dated Friday January 23, 2004.
Prince Edward Island Securities Commission
Current to Blanket Order 44-501 (June 9, 2006).
Saskatchewan Financial Securities Commission
Current to Notice 24-801 (April 4, 2008).
Toronto Stock Exchange
Current to Notice to Participating Organizations 2008-024 (April 11, 2008).
Rules, Policies and Concordances of The Toronto Stock Exchange Rule Book. Current to update of Aug. 2003.
Company Manual current to Request for Comments (October 12, 2007).
TSX Venture Exchange
Current to TSV Venture Exchange Forms (April 25, 2007).
Vancouver Stock Exchange
Companies listed prior to Nov. 29, 1999 were permitted to use old policies up until Mar. 1, 2000. For your convenience, legislation and regulatory materials pertaining to the VSE remain on the service.