· Case Law/Rulings
· Legislation
· Commentary/Precedents
· Regulatory Materials
· KeyCiteCanada
Regulatory Materials
SecuritiesSource has information from securities commissions or their
equivalents, stock exchanges, and other self-regulating organizations. This information is organized by jurisdiction, issuing body and document type.
Alberta Securities Commission
· Publication of the ASC Summary was discontinued in 2001. For your convenience, SecuritiesSource continues to post ASC regulatory material on a weekly basis in a format resembling the former Summary for your convenience. It is accessible from the homepage link, “Alberta Securities Commission Summary”. The full text of ASC Summaries from the first issue of 1999 (Vol. 8, Issue 1, Jan. 8, 1999) to the final issue of 2001 (Vol. 10, Issue 13, Mar. 30, 2001) are also accessible from this link.
· The following ASC material can also be accessed through the Table of Contents or the Regulatory Materials custom search template:
o National and Alberta Rules, Policies and Notices (New Numbering System)
o Policy Statements
o Blanket Orders
o Notices and Interpretation Notices
o Alberta Securities Commission Personnel
o Legislation
British Columbia Securities Commission
· Publication of the BCSC Weekly Summary was discontinued in 2000. SecuritiesSource continues to post BCSC regulatory material on a weekly basis in a format resembling the former Weekly Summary for your convenience. It is accessible from the homepage link “British Columbia Securities Commission Weekly Summary”. The full text of BCSC Weekly Summaries from the first issue of 1999 (Vol. 8, Issue 1, Jan. 8, 1999) to the final issue of 2000 (Issue 00:35, Sept. 8, 2000) are also accessible from this link.
· The following BCSC material can also be accessed from the Table of Contents or the Regulatory Materials custom search template:
o Uniform Numbering System Documents
o Local Policy Statements
o Blanket Orders and Rulings
o Notices and Interpretation Notices
o News Releases
o Legislation
Canadian Securities Administrators
All current National Instruments, Multilateral Instruments, National Policies, National Policy Statements (old numbering system), Uniform Act Policies, Canadian Securities Administrator Notices and Principles of Regulation.
TSX Venture Exchange
· Corporate Finance Manual
· TSX Venture Exchange Rules
· TSX Venture Exchange Policy Statements
· NEX
Investment Industry Regulatory Organization of Canada
The following material is available:
· IIROC Rule Book
· Market Regulation Services
Investment Funds Institute of Canada
The following material is available:
· By-Laws
· Regulations
· Code of Practice
Mutual Funds Dealers Association
The following material is available:
· Rules
· By-Laws · Policies
Manitoba Securities Commission
All current Rules Notice Policy Statements, Notices, and Blanket Orders.
ICE Futures Canada
All current Rules, By-laws and Annexures.
New Brunswick Securities Commission
All current Policy Statements, Notices, Interpretation Notices, Instruments, Local Rules, Local Policies, Blanket Orders, By-Laws and National Policies.
Newfoundland Superintendent of Securities
All current Rules, Policy Statements and Blanket Orders.
Northwest Territories, Office of the Superintendent of Securities
All current Blanket Orders.
Nova Scotia Securities Commission
All current Nova Scotia Rules, Staff List, Policies, Blanket Orders, Blanket Orders Under the Companies Act, Notices and Interpretation Notes.
Nunavut Registrar of Securities
All current Blanket Orders.
Ontario Securities Commission
· The most recent OSC Bulletins are available from the homepage link “Ontario Securities Commission Bulletin”.
· The following OSC regulatory material is also accessible from the Table of Contents or through the Regulatory Materials custom search template:
o By-Laws
o Policies
o Blanket Orders, Recognitions, Designations and Assignments
o Notices
o Requests for Comments
o Registration Section Clarification Notes
o Rules of Practice
o Rules of Procedure
o Rules
Toronto Stock Exchange (TSX)
· TSX Rule Book
· TSX Company Manual
· Regulatory Notices
· Notices
· Member Firms and Member Corporations
Prince Edward Island Securities Office
Rules, Policies, Notices and Blanket Orders.
Autorité des Marchés Financiers
Policy Statements (English version).
Montreal Exchange
Montreal Exchange Management and Members, List of Fees, Montreal Exchange Rules, Policies and Montreal Exchange Circulars (English versions). Amendments made by Circulars are incorporated on an ongoing basis but Circulars are only published for 2009.
Saskatchewan Financial Services Commission
Saskatchewan Executive Council News Releases, Securities Commission Table of Concordance, Staff List, National Instruments, National Policies, CSA Staff Notices, CSA News Releases, Local Policy Statements, Local Instruments, Staff Notices, Implementing Orders, General Rulings/Orders, Notices/Request for Comments, Business Practice Rules, Pre-Reformulation SSC Documents.
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