Issuer Name:
BlackPearl Resources Inc.
Principal Regulator -- Alberta
Type and Date:
Preliminary Short Form Prospectus dated March 3, 2014
NP 11-202 Receipt dated March 3, 2014
Offering Price and Description:
$70,225,000.00 -- 26,500,000 Common Shares
PRICE: $2.65 PER OFFERED SHARE
Underwriter(s) or Distributor(s):
FIRSTENERGY CAPITAL CORP.
GMP SECURITIES L.P.
ALTACORP CAPITAL INC.
NATIONAL BANK FINANCIAL INC.
SCOTIA CAPITAL INC.
TD SECURITIES INC.
CANACCORD GENUITY CORP.
CIBC WORLD MARKETS INC.
CORMARK SECURITIES INC.
DESJARDINS SECURITIES INC.
MACQUARIE CAPITAL MARKETS CANADA LTD.
PARADIGM CAPITAL INC.
PETERS & CO. LIMITED
PI FINANCIAL CORP.
SALMAN PARTNERS INC.
Promoter(s):
-
Project #2171173
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
BMO Asian Growth and Income Class
BMO Asian Growth and Income Fund
BMO Asset Allocation Fund
BMO Balanced ETF Portfolio
BMO Bond Fund
BMO Canadian Equity ETF Fund
BMO Canadian Small Cap Equity Fund
BMO Canadian Stock Selection Fund
BMO Conservative ETF Portfolio
BMO Dividend Fund
BMO Emerging Markets Bond Fund
BMO Emerging Markets Fund
BMO Enhanced Equity Income Fund
BMO Equity Fund
BMO Equity Growth ETF Portfolio
BMO European Fund
BMO Fixed Income ETF Portfolio
BMO Floating Rate Income Fund
BMO Global Dividend Fund
BMO Global Infrastructure Fund
BMO Global Strategic Bond Fund
BMO Growth ETF Portfolio
BMO International Equity ETF Fund
BMO International Value Fund
BMO Monthly High Income Fund II
BMO Monthly Income Fund
BMO Preferred Share Fund
BMO Security ETF Portfolio
BMO Tactical Dividend ETF Fund
BMO Target Enhanced Yield ETF Portfolio
BMO Target Yield ETF Portfolio
BMO U.S. Equity ETF Fund
BMO U.S. Equity Fund
BMO U.S. High Yield Bond Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified dated February 21, 2014
NP 11-202 Receipt dated February 25, 2014
Offering Price and Description:
Series D, F and I
Underwriter(s) or Distributor(s):
BMO Investments Inc.
Guardian Group of Funds Ltd.
Promoter(s):
BMO Investments Inc.
Project #2166827
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Cardiome Pharma Corp.
Principal Regulator -- British Columbia
Type and Date:
Preliminary Short Form Prospectus dated February 26, 2014
NP 11-202 Receipt dated February 26, 2014
Offering Price and Description:
$30,000,000.00 -- 3,000,000 Common Shares
Price: $10.00 Per Common Share
Underwriter(s) or Distributor(s):
Canaccord Genuity Corp.
Cormark Securities Inc.
Promoter(s):
-
Project #2167871
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Desjardins Floating Rate Income Fund
Principal Regulator -- Quebec
Type and Date:
Preliminary Simplified Prospectus dated February 25, 2014
NP 11-202 Receipt dated February 25, 2014
Offering Price and Description:
A-, I-, C- and F-Class Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
DESJARDINS INVESTMENTS INC.
Project #2167001
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
DiaMedica Inc.
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated March 3, 2014
NP 11-202 Receipt dated March 3, 2014
Offering Price and Description:
Cdn$30,000,000.00:
Common Shares
Warrants
Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2170656
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Gran Colombia Gold Corp.
Principal Regulator -- Ontario
Type and Date:
Third Amended and Restated Preliminary Short Form Prospectus dated February 26, 2014
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
C$12,545,000.00 -- 6,500,000 Units
Price: C$1.93 per Unit
Underwriter(s) or Distributor(s):
GMP Securities L.P.
Promoter(s):
-
Project #2134822
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Gran Colombia Gold Corp.
Principal Regulator -- Ontario
Type and Date:
Amended and Restated Preliminary Short Form Prospectus dated February 26, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
C$14,475,000.00 -- 7,500,000 Units
Price: $1.93 per Unit
Underwriter(s) or Distributor(s):
GMP Securities L.P.
Promoter(s):
-
Project #2134822
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Redknee Solutions Inc.
Principal Regulator -- Ontario
Type and Date:
Preliminary Short Form Prospectus dated February 27, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
$75,000,042.00 -- 12,820,520 Common Shares
Price: $5.85 per Common Share
Underwriter(s) or Distributor(s):
GMP SECURITIES L.P.
CANACCORD GENUITY CORP.
CIBC WORLD MARKETS INC.
RBC DOMINION SECURITIES INC.
TD SECURITIES INC.
CANTOR FITZGERALD CANADA CORPORATION
CLARUS SECURITIES INC.
PARADIGM CAPITAL INC.
Promoter(s):
-
Project #2169592
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Russell Inflation Linked Bond Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectus dated February 24, 2014
NP 11-202 Receipt dated February 26, 2014
Offering Price and Description:
Series O Units
Underwriter(s) or Distributor(s):
Russell Investments Canada Limited
Promoter(s):
Russell Investments Canada Limited
Project #2167617
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
SilverCrest Mines Inc.
Principal Regulator -- British Columbia
Type and Date:
Preliminary Short Form Prospectus dated February 25, 2014
NP 11-202 Receipt dated February 25, 2014
Offering Price and Description:
$20,020,000.00 -- 7,700,000 Common Shares
Price: $2.60 per Offered Share
Underwriter(s) or Distributor(s):
DUNDEE SECURITIES LTD.
NATIONAL BANK FINANCIAL INC.
RAYMOND JAMES LTD.
PI FINANCIAL CORP.
Promoter(s):
-
Project #2167213
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Sun Life BlackRock Canadian Balanced Fund
Sun Life BlackRock Canadian Equity Fund
Sun Life MFS Balanced Growth Fund
Sun Life MFS Balanced Value Fund
Sun Life MFS Canadian Bond Fund
Sun Life MFS Canadian Equity Fund
Sun Life MFS Canadian Equity Growth Fund
Sun Life MFS Canadian Equity Value Fund
Sun Life MFS Dividend Income Fund
Sun Life MFS U.S. Equity Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectuses dated February 21, 2014
NP 11-202 Receipt dated February 25, 2014
Offering Price and Description:
Series E and O Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
Sun Life Global Investments (Canada) Inc.
Project #2166585
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Transeastern Power Trust
Principal Regulator -- Ontario
Type and Date:
Amended and Restated Preliminary Long Form Prospectus dated February 25, 2014
NP 11-202 Receipt dated February 26, 2014
Offering Price and Description:
$33,000,000.00:
$16,500,000.00 -16,500,000 Units
and
$16,500,000.00 -- 7.5% Convertible Unsecured Subordinate Debentures
Price: $1.00 per Unit
Price: $1,000 per Debenture
Underwriter(s) or Distributor(s):
Canaccord Genuity Corp.
GMP Securities L.P.
Promoter(s):
Ravi Sood
J. Colter Eadie
Project #2161814
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Canadian Banc Corp.
Principal Regulator -- Ontario
Type and Date:
Final Short Form Prospectus dated February 27, 2014
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
$49,987,500.00 (Maximum)
2,150,000 Preferred Shares and 2,150,000 Class A Shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
National Bank Financial Inc.
CIBC World Markets Inc.
RBC Dominion Securities Inc.
TD Securities Inc.
BMO Nesbitt Burns Inc.
GMP Securities L.P.
Canaccord Genuity Corp.
Desjardins Securities Inc.
Mackie Reseach Capital Corporation
Manulife Securities Incorporated
Raymond James Ltd.
Project #2165392
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Counsel Balanced Portfolio
Counsel Conservative Portfolio
Counsel Growth Portfolio
(Series A, D, E, F, I and P units)
Principal Regulator -- Ontario
Type and Date:
Amendment #1 dated February 21, 2014 to the Simplified Prospectuses and Annual Information Form dated November 1, 2013
NP 11-202 Receipt dated February 26, 2014
Offering Price and Description:
Series A, D, E, F, I and P units
Underwriter(s) or Distributor(s):
-
Promoter(s):
Counsel Portfolio Services Inc.
Project #2114238
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Detour Gold Corporation
Principal Regulator -- Ontario
Type and Date:
Final Short Form Prospectus dated February 28, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
$150,035,000.00
16,220,000 Common Shares
$9.25 per Common Share
Underwriter(s) or Distributor(s):
BMO NESBITT BURNS INC.
RBC DOMINION SECURITIES INC.
CIBC WORLD MARKETS INC.
TD SECURITIES INC.
NATIONAL BANK FINANCIAL INC.
RAYMOND JAMES LTD.
CREDIT SUISSE SECURITIES (CANADA), INC.
HAYWOOD SECURITIES INC.
SCOTIA CAPITAL INC.
BEACON SECURITIES LIMITED
CORMARK SECURITIES INC.
DESJARDINS SECURITIES INC.
GMP SECURITIES L.P.
LAURENTIAN BANK SECURITIES INC.
MACQUARIE CAPITAL MARKETS CANADA LTD.
PARADIGM CAPITAL INC.
Promoter(s):
-
Project #2166100
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Dynamic Resource Fund (formerly Dynamic Focus+ Resource Fund)
(Series A, E, F, FI, G, I, IP, O and OP units)
Principal Regulator -- Ontario
Type and Date:
Amendment No. 2 dated February 18,
2014 to the Simplified Prospectus (amendment no. 2) and Amendment No. 3 dated February 18,
2014 to the Annual Information Form (amendment no. 3, together with amendment no. 2,
"amendment no. 3") dated November 29, 2013.
NP 11-202 Receipt dated February 25, 2014
Offering Price and Description:
Series A, E, F, FI, G, I, IP, O and OP units
Underwriter(s) or Distributor(s):
1832 Asset Management L.P.
GCIC Ltd.
Promoter(s):
1832 Asset Management L.P.
Project #2113472
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Europe Blue-Chip Dividend & Growth Fund
Principal Regulator -- Ontario
Type and Date:
Final Long Form Prospectus dated February 26, 2014
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
$100,000,000.00 (10,000,000 Units) Maximum
$10.00 per Unit
Underwriter(s) or Distributor(s):
Scotia Capital Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
TD Securities Inc.
Canaccord Genuity Corp.
GMP Securities L.P.
Raymond James Ltd.
Burgeonvest Bick Securities Limited
Desjardins Securities Inc.
Dundee Securities Ltd.
Mackie Research Capital Corporation
Manulife Securities Incorporated
Promoter(s):
Scotia Managed Companies Administration Inc.
Project #2159651
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Mackenzie Global Diversified Income Fund
(Series A, D, F, O, O6, PW, PWF, PWF8, PWT8, PWX, PWX8 and T5 securities )
Principal Regulator -- Ontario
Type and Date:
Amendment No. 2 dated February 27,
2014 to the Simplified Prospectus dated September 27, 2013 (SP amendment no. 2) and
Amendment No. 3 dated February 27, 2014 (together with SP amendment no. 2, "Amendment no. 3")
to the Annual Information Form dated September 27, 2013
NP 11-202 Receipt dated March 3, 2014
Offering Price and Description:
Series A, D, F, O, O6, PW, PWF, PWF8, PWT8, PWX, PWX8 and T5 securities
Underwriter(s) or Distributor(s):
Quadrus Investment Services Ltd.
LBC Financial Services Inc.
Promoter(s):
Mackenzie Financial Corporation
Mackenzie Financial Capital Corporation
Project #2103259
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Meritas Money Market Fund
Principal Regulator -- British Columbia
Type and Date:
Amendment #2 dated February 7, 2014 to the Simplified Prospectus and Annual Information Form dated April 19, 2013
NP 11-202 Receipt dated February 26, 2014
Offering Price and Description:
Series A and F Units @ Net Asset Value
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2026454
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
PIMCO Global Income Opportunities Fund
Principal Regulator -- Ontario
Type and Date:
Final Long Form Prospectus dated February 26, 2014
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
Maximum $600,000,000.00 -- 60,000,000 Class A Units
Miniumu $200,000,000.00 -- 20,000,000 Class A Units
Underwriter(s) or Distributor(s):
RBC Dominion Securities Inc.
CIBC World Markets Inc.
TD Securities Inc.
Scotia Capital Inc.
BMO Nesbitt Burns Inc.
National Bank Financial Inc.
Canaccord Genuity Corp.
GMP Securities L.P.
Manulife Securities Incorporated
Raymond James Ltd.
Desjardins Securities Inc.
Mackie Research Capital Corporation
Promoter(s):
PIMCO Canada Corp.
Project #2160059
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Redwood Income Strategies Class
Principal Regulator -- Ontario
Type and Date:
Amendment #1 dated February 13, 2014 to the Simplified Prospectus and Annual Information Form dated November 27, 2013
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
Series A, F, AA and FF shares
Underwriter(s) or Distributor(s):
Redwood Asset Management Inc.
Promoter(s):
Redwood Asset Management Inc.
Project #2122406
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Rubicon Minerals Corporation
Principal Regulator -- British Columbia
Type and Date:
Final Short Form Prospectus dated March 3, 2014
NP 11-202 Receipt dated March 3, 2014
Offering Price and Description:
$100,130,000.00
64,600,000 Units
$1.55 per Unit
Underwriter(s) or Distributor(s):
TD SECURITIES INC.
BMO NESBITT BURNS INC.
NATIONAL BANK FINANCIAL INC.
SCOTIA CAPITAL INC.
MACKIE RESEARCH CAPITAL CORPORATION
CANACCORD GENUITY CORP.
DESJARDINS SECURITIES INC.
Promoter(s):
-
Project #2165280
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Santacruz Silver Mining Ltd.
Principal Regulator -- British Columbia
Type and Date:
Final Short Form Prospectus dated February 28, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
$10,750,000.00
10,750,000 Common Shares
Price: $1.00 per Common Share
Underwriter(s) or Distributor(s):
Canaccord Genuity Corp.
Raymond James Ltd.
Promoter(s):
-
Project #2164784
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
TD Tactical Income Advantage Portfolio
(Advisor Series, F-Series, Premium F-Series, T-Series and S-Series Securities)
TD Canadian Low Volatility Fund
(Advisor Series, F-Series, Premium F-Series, T-Series and S-Series Securities)
TD U.S. Shareholder Yield Fund
(Advisor Series, F-Series, Premium F-Series, T-Series and S-Series Securities)
TD European Growth Fund
(Advisor Series and F-Series Securities)
Principal Regulator -- Ontario
Type and Date:
Final Simplified Prospectuses dated February 27, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
Advisor Series, F-Series, Premium F-Series, T-Series and S-Series Securities @ Net Asset Value
Underwriter(s) or Distributor(s):
TD Investment Services Inc. (for Investor Series units)
Promoter(s):
TD Asset Management Inc.
Project #2155069
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
TD Tactical Income Advantage Portfolio
(Investor Series, Premium Series, H-Series and Private Series Securities)
TD Canadian Low Volatility Fund
(Investor Series, O-Series, Premium Series, H-Series and Private Series Securities)
TD U.S. Shareholder Yield Fund
(Investor Series, Premium Series, H-Series and Private Series Securities)
Principal Regulator -- Ontario
Type and Date:
Final Simplified Prospectuses dated February 27, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
Investor Series, O-Series, Premium Series, H-Series and Private Series Securities @ Net Asset Value
Underwriter(s) or Distributor(s):
-
Promoter(s):
TD Asset Management Inc.
Project #2155064
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Tekmira Pharmaceuticals Corporation
Principal Regulator -- British Columbia
Type and Date:
Final Base Shelf Prospectus dated February 28, 2014
NP 11-202 Receipt dated February 28, 2014
Offering Price and Description:
US$150,000,000.00:
Common Shares
Warrants
Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2166106
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
UBS (Canada) Global Tactical Allocation ETF Fund (previously UBS Global Allocation Trust)
UBS (Canada) American Equity Fund
UBS (Canada) Global Sustainable Equity Fund (previously UBS (Canada) Global Equity Fund)
( Series A, Series F and Series D units )
Principal Regulator -- Ontario
Type and Date:
Final Simplified Prospectuses dated February 19, 2014
NP 11-202 Receipt dated February 27, 2014
Offering Price and Description:
Series A, Series F and Series D units
Underwriter(s) or Distributor(s):
-
Promoter(s):
UBS Global Asset Management (Canada) Inc.
Project #2152814, 2155708
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -