REPORT OF TRADES ON FORM 45-106F1 AND 45-501F1
Transaction Date |
No. of Purchasers |
Issuer/Security |
Total Purchase Price ($) |
No. of Securities Distributed |
|
||||
01/30/2014 |
2 |
AMEX Exploration Inc. -- Units |
540,000.00 |
600.00 |
|
||||
01/31/2014 |
1 |
Amorfix Life Sciences Ltd. -- Units |
280,000.00 |
1,000,000.00 |
|
||||
02/13/2014 |
1 |
Arcelia Gold Corp. -- Common Shares |
30,000.00 |
200,000.00 |
|
||||
02/19/2014 |
1 |
B Communications Ltd. -- Notes |
5,522,500.00 |
5,000.00 |
|
||||
01/27/2014 |
1 |
Bank of Montreal -- Note |
2,000,000.00 |
1.00 |
|
||||
01/31/2014 |
5 |
BlueLine Rental Finance Corporation -- Notes |
4,492,076.00 |
4,040.00 |
|
||||
02/14/2014 |
2 |
BNY TRUST COMPANY OF CANADA -- Notes |
17,822,107.40 |
0.00 |
|
||||
12/30/2013 |
2 |
Bowmore Exploration Ltd. -- Units |
268,905.00 |
2,068,500.00 |
|
||||
02/13/2014 |
1 |
Brookdale Realty Corporation -- Bonds |
100,000.00 |
100.00 |
|
||||
01/01/2013 to 12/31/2013 |
11 |
Caisses Communes Actions Canadiennes -- Units |
13,044,156.49 |
1,075,664.03 |
|
||||
01/01/2013 to 12/31/2013 |
11 |
Caisses Communes Actions Etrangeres -- Units |
7,422,585.48 |
582,860.71 |
|
||||
01/01/2013 to 12/31/2013 |
11 |
Caisses Communes Obligations Canadiennes -- Units |
32,332,522.11 |
3,083,090.18 |
|
||||
02/07/2014 |
1 |
CANADIAN IMPERIAL BANK OF COMMERCE -- Notes |
2,000,000.00 |
20,000.00 |
|
||||
02/19/2014 |
1 |
CANADIAN SILVER HUNTER INC. -- Common Shares |
2,000.00 |
40,000.00 |
|
||||
01/13/2014 |
8 |
CANNAMED PHARMA INC. -- Units |
1,075,000.00 |
1,075,000.00 |
|
||||
02/14/2014 |
3 |
Capital One Bank (USA), National Association -- Notes |
22,287,666.82 |
20,300.00 |
|
||||
01/30/2014 |
3 |
CARDIOCOMM SOLUTIONS, INC. -- Units |
178,740.00 |
2,648,000.00 |
|
||||
02/12/2014 |
2 |
Caribou King Resources Ltd. -- Units |
75,000.00 |
1,500,000.00 |
|
||||
02/11/2014 |
1 |
CELLAEGIS DEVICES INC. -- Debenture |
750,000.00 |
1.00 |
|
||||
01/31/2014 |
147 |
CENTURION APARTMENT REAL ESTATE INVESTMENT TRUST -- Units |
6,854,738.66 |
587,884,927.00 |
|
||||
02/07/2014 |
15 |
Chrysler Group LLC and CG Co-Issuer Inc. -- Notes |
88,236,733.91 |
80,084.00 |
|
||||
01/27/2014 |
14 |
CHS/Community Health Systems, Inc. -- Notes |
24,837,324.00 |
8,000.00 |
|
||||
01/07/2013 to 12/31/2013 |
8 |
Comgest Growth Plc -- Units |
235,543,437.22 |
N/A |
|
||||
02/10/2014 |
3 |
Continental Building Products, Inc. -- Common Shares |
1,694,000.00 |
110,000.00 |
|
||||
02/05/2014 |
23 |
Coronet Metals Inc. -- Units |
747,383.00 |
14,947,660.00 |
|
||||
02/14/2014 |
10 |
El Tigre Silver Corp. -- Units |
1,500,000.00 |
6,000,000.00 |
|
||||
02/13/2014 |
1 |
Enthrive Inc. -- Common Shares |
100,000.00 |
3,333,333.00 |
|
||||
02/10/2014 |
2 |
ESIGHT CORPORATION -- Warrants |
550,999.92 |
3,241,176.00 |
|
||||
02/04/2014 |
1 |
European Investment Bank -- Bonds |
9,989,600.00 |
N/A |
|
||||
07/17/2013 |
1 |
Fortress Gotham 2011 Limited -- Loan |
50,000.00 |
1.00 |
|
||||
07/24/2013 |
2 |
Fortress Gotham 2011 Limited -- Loans |
110,000.00 |
2.00 |
|
||||
07/03/2013 |
2 |
Fortress Gotham 2011 Limited -- Loans |
100,000.00 |
2.00 |
|
||||
08/13/2013 |
4 |
Fortress Gotham 2011 Limited -- Loans |
220,000.00 |
4.00 |
|
||||
07/24/2013 |
1 |
Fortress Gotham 2011 Limited -- Loan |
50,000.00 |
1.00 |
|
||||
04/02/2012 to 04/09/2012 |
2 |
Fortress King Charlotte 2010 Limited -- Loans |
75,000.00 |
2.00 |
|
||||
10/31/2011 |
1 |
Fortress King Charlotte 2010 Limited -- Loan |
120,000.00 |
1.00 |
|
||||
10/19/2012 |
1 |
Fortress King Charlotte 2010 Limited -- Loan |
25,000.00 |
1.00 |
|
||||
11/23/2012 |
1 |
Fortress King Charlotte 2010 Limited -- Loan |
200,000.00 |
1.00 |
|
||||
12/23/2013 |
1 |
Glen Eagle Resources Inc. (Amended) -- Flow-Through Shares |
400,000.00 |
2,000,000.00 |
|
||||
12/23/2013 |
1 |
Glen Eagle Resources Inc. (Amended) -- Common Shares |
199,999.98 |
1,111,111.00 |
|
||||
02/06/2014 to 02/13/2014 |
2 |
GoldON Resources Ltd. -- Notes |
135,000.00 |
2,700,000.00 |
|
||||
02/14/2014 |
GOURMET OCEAN PRODUCTS INC. -- Warrants |
1,125,000.00 |
||
|
||||
02/06/2014 |
4 |
GreenStar Agricultural Corporation -- Units |
48,249.65 |
56,764.00 |
|
||||
01/07/2014 to 01/17/2014 |
10 |
Japan Solar Pool I LP -- Limited Partnership Units |
3,800,000.00 |
3,800.00 |
|
||||
01/31/2014 to 02/05/2014 |
59 |
JET GOLD CORP. -- Units |
563,000.00 |
11,260,000.00 |
|
||||
02/04/2014 |
4 |
KLONDEX MINES LTD -- Notes |
25,000,000.00 |
25,000.00 |
|
||||
02/14/2014 |
3 |
KWG Resources Inc. -- Units |
70,000.00 |
1,400,000.00 |
|
||||
12/30/2013 |
3 |
lamelee iron ores ltd. -- Flow-Through Shares |
620,019.93 |
N/A |
|
||||
04/01/2013 to 10/01/2013 |
1 |
LMAP Delta Limited -- Special Shares |
191,253,750.00 |
N/A |
|
||||
10/23/2013 |
1 |
LMAP Mu Limited -- Special Shares |
12,981,250.00 |
N/A |
|
||||
06/30/2013 to 11/01/2013 |
1 |
LMAP Theta Limited -- Special Shares |
90,503,025.00 |
N/A |
|
||||
01/01/2013 to 12/31/2013 |
210 |
Louisbourg Canadian Bond Fund -- Units |
50,856,096.00 |
4,933,365.43 |
|
||||
01/01/2013 to 12/31/2013 |
199 |
Louisbourg Canadian Equity Fund -- Units |
12,934,500.00 |
1,303,554.19 |
|
||||
01/01/2013 to 12/31/2013 |
189 |
Louisbourg Canadian Small Cap Fund -- Units |
2,804,526.00 |
274,884.38 |
|
||||
01/01/2013 to 12/31/2013 |
157 |
Louisbourg Corporate Bond Fund -- Units |
20,549,136.00 |
2,051,174.97 |
|
||||
01/01/2013 to 12/31/2013 |
235 |
Louisbourg Dividend Fund -- Units |
9,909,221.00 |
878,933.05 |
|
||||
01/01/2013 to 12/31/2013 |
177 |
Louisbourg EAFE Fund -- Units |
3,101,323.00 |
275,360.83 |
|
||||
01/01/2013 to 12/31/2013 |
198 |
Louisbourg Money Market Fund -- Units |
31,821,189.00 |
3,182,118.88 |
|
||||
01/01/2013 to 12/31/2013 |
189 |
Louisbourg Quantitative Equity Fund -- Units |
1,891,202.00 |
168,515.00 |
|
||||
01/01/2013 to 12/31/2013 |
221 |
Louisbourg US Equity Fund -- Units |
8,302,325.00 |
668,424.28 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
Manulife Asset Management Canadian Core Fixed Income Pooled Fund -- Units |
47,733,673.27 |
4,412,339.77 |
|
||||
01/01/2013 to 12/31/2013 |
1 |
Manulife Asset Management Canadian Equity Index Pooled Fund -- Units |
55,515,822.93 |
3,684,775.70 |
|
||||
03/11/2013 |
1 |
Manulife Asset Management Canadian Short Duration Fixed Income Pooled Fund -- Units |
16,602,759.79 |
1,660,275.98 |
|
||||
05/28/2013 |
1 |
Manulife Asset Management Global Diversified Pension Pooled Fund (Non-Taxable) -- Units |
59,148.10 |
5,856.42 |
|
||||
03/07/2013 to 03/14/2013 |
2 |
Manulife Asset Management Global Equity Index Pooled Fund -- Units |
83,758,949.52 |
8,373,760.39 |
|
||||
03/07/2013 to 11/15/2013 |
2 |
Manulife Asset Management Global Focus Pooled Fund -- Units |
61,203,989.38 |
6,140,510.45 |
|
||||
03/07/2013 to 03/14/2013 |
1 |
Manulife Asset Management US Equity Index Pooled Fund (Non-Taxable) -- Units |
39,025,100.00 |
2,906,959.09 |
|
||||
10/01/2013 |
1 |
Manulife Management Canadian Large Cap Growth Pooled Fund -- Units |
742,400.00 |
84,091.30 |
|
||||
01/30/2014 |
42 |
Metgas Industries Ltd. -- Common Shares |
834,475.00 |
4,896,500.00 |
|
||||
02/18/2014 |
1 |
MIST Opportunities Inc. -- Common Shares |
50,000.00 |
10.00 |
|
||||
02/13/2014 to 02/20/2014 |
26 |
NEUTRISCI INTERNATIONAL INC. -- Receipts |
1,168,200.00 |
1,557,600.00 |
|
||||
02/07/2014 |
1 |
Obsidian Strategics Inc. -- Debentures |
200,000.00 |
1.00 |
|
||||
01/31/2013 to 05/31/2013 |
12 |
Owners RRSP Fund -- Units |
1,310,018.73 |
11,809.46 |
|
||||
01/23/2014 |
1 |
PANCONTINENTAL URANIUM CORPORATION -- Units |
20,020.00 |
286,000.00 |
|
||||
01/28/2014 |
2 |
Pershimco Resources Inc. -- Common Shares |
11,198,692.35 |
23,827,005.00 |
|
||||
02/12/2014 |
30 |
poet technologies inc. -- Units |
4,999,999.55 |
7,692,307.00 |
|
||||
09/24/2013 |
22 |
Prospero Silver Corp. -- Common Shares |
250,000.00 |
5,000,000.00 |
|
||||
02/06/2014 |
2 |
Radient Technologies Inc. -- Notes |
275,000.00 |
2.00 |
|
||||
02/10/2014 |
1 |
Radio One, Inc. -- Notes |
3,300,000.00 |
3,300.00 |
|
||||
02/05/2014 |
6 |
Redstar Gold Corp. -- Common Shares |
918,888.10 |
11,486,102.00 |
|
||||
01/21/2014 |
12 |
ROCKSPRING CAPITAL TEXAS REAL ESTATE TRUST -- Trust Units |
245,748.00 |
245,748.00 |
|
||||
01/30/2014 |
2 |
ROI Capital -- Limited Partnership Units |
24,307.40 |
24,307.40 |
|
||||
02/01/2014 |
1 |
Root Capital, Incorporated -- Loan Agreement |
220,000.00 |
1.00 |
|
||||
02/12/2014 |
2 |
Roundy's, Inc. -- Common Shares |
3,850,000.00 |
500,000.00 |
|
||||
01/28/2014 |
5 |
Santander Consumer USA Holdings Inc. -- Common Shares |
50,166,000.00 |
1,875,000.00 |
|
||||
02/14/2014 |
5 |
SEARCH MINERALS INC. -- Common Shares |
121,250.00 |
1,732,412.00 |
|
||||
01/01/2013 to 12/31/2013 |
8 |
Seven Seas Capital Appreciation Fund -- Trust Units |
1,004,316.00 |
7,932.00 |
|
||||
01/30/2014 |
2 |
Simba Energy Inc. -- Common Shares |
70,874.55 |
1,181,243.00 |
|
||||
02/15/2014 |
130 |
Skyline Apartment Real Estate Investment Trust -- Units |
15,772,190.50 |
1,190,354.00 |
|
||||
02/15/2014 |
33 |
Skyline Retail Real Estate Investment Trust -- Units |
3,210,500.00 |
321,050.00 |
|
||||
02/18/2014 |
11 |
Slyce Inc. -- Units |
2,274,500.00 |
4,549,000.00 |
|
||||
02/12/2014 |
21 |
SMART EMPLOYEE BENEFITS INC. -- Notes |
2,000,000.00 |
0.00 |
|
||||
01/28/2014 |
5 |
SPLUNK INC. -- Common Shares |
9,752,270.40 |
108,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
Stone GaleForce Dividend Growth Pool -- Units |
986,918.53 |
N/A |
|
||||
02/14/2014 |
9 |
STORM RESOURCES LTD. -- Common Shares |
5,125,000.00 |
1,250,000.00 |
|
||||
02/11/2014 |
39 |
TASMAN METALS LTD. -- Units |
4,263,449.30 |
3,875,863.00 |
|
||||
01/31/2014 |
4 |
The Solidity Group Mortgage Investment Corporation -- Units |
310,954.00 |
N/A |
|
||||
02/13/2014 |
1 |
TimePlan Inc. -- Units |
140,000.00 |
3,571.00 |
|
||||
02/14/2014 |
1 |
U308 CORP. -- Units |
396,000.00 |
3,600,000.00 |
|
||||
02/03/2014 to 02/07/2014 |
24 |
UBS AG, JERSEY BRANCH -- Certificates |
11,301,716.87 |
0.00 |
|
||||
02/10/2014 to 02/14/2014 |
25 |
UBS AG, Jersey Branch -- Certificates |
12,850,637.76 |
25.00 |
|
||||
02/04/2014 |
21 |
UBS AG, London Branch -- Notes |
2,225,000.00 |
N/A |
|
||||
02/03/2014 to 02/05/2014 |
14 |
UBS (CANADA)HIGH YIELD DEBT FUND -- Units |
475,063.99 |
41,467.48 |
|
||||
02/22/2012 to 02/28/2012 |
49 |
VALDOR TECHNOLOGY INTERNATIONAL INC. -- Units |
1,383,600.00 |
13,836,000.00 |
|
||||
06/10/2013 |
62 |
Valdor Technology International Inc. -- Units |
2,017,500.00 |
20,175,000.00 |
|
||||
02/04/2014 |
51 |
VersaPay Corporation -- Units |
5,000,400.00 |
4,167,000.00 |
|
||||
01/24/2014 |
2 |
VTR Finance B.V. -- Notes |
6,637,200.00 |
6,000.00 |
|
||||
02/01/2013 to 12/02/2013 |
26 |
Waratah Income Trust -- Units |
4,592,846.20 |
45,928.00 |
|
||||
02/01/2013 to 12/02/2013 |
22 |
Waratah Income Trust -- Units |
2,358,849.20 |
23,588.49 |
|
||||
02/01/2013 to 12/02/2013 |
3 |
Waratah Income Trust -- Units |
495,000.00 |
4,950.00 |
|
||||
01/02/2013 to 12/02/2013 |
125 |
Waratah One Trust -- Units |
19,666,616.70 |
N/A |
|
||||
01/02/2013 to 12/02/2013 |
86 |
Waratah One Trust -- Units |
8,957,364.90 |
N/A |
|
||||
01/02/2013 to 12/02/2013 |
7 |
Waratah Performance Limited Partnership -- Units |
25,946,285.50 |
259,462.86 |
|
||||
01/02/2013 to 12/02/2013 |
2 |
Waratah Performance Limited Partnership -- Units |
3,181,494.54 |
18,156.92 |
|
||||
01/02/2013 to 12/02/2013 |
1 |
Waratah Performance Limited Partnership -- Units |
6,895,725.60 |
68,957.26 |
|
||||
01/02/2013 to 12/02/2013 |
1 |
Waratah Performance Limited Partnership -- Units |
500,000.00 |
5,000.00 |
|
||||
02/14/2014 |
66 |
Wen Lian Aquaculture Co. Ltd. -- Common Shares |
5,000,000.00 |
20,400,000.00 |
|
||||
01/02/2013 |
1 |
YTM Capital Credit Fund -- Units |
200,000.00 |
20,000.00 |
|
||||
03/01/2013 to 12/02/2013 |
151 |
YTM Capital Mortgage Fund -- Units |
27,817,100.00 |
2,781,710.00 |
|
||||
01/02/2013 to 12/02/2013 |
106 |
YTM Capital Mortgage Income Fund -- Units |
40,155,600.00 |
2,781,710.00 |