Issuer Name:
Bank of Montreal
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated March 6, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
$8,000,000,000.00
Debt Securities (subordinated indebtedness)
Common Shares
Class A Preferred Shares
Class B Preferred Shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2172982
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Canadian Imperial Bank of Commerce
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated March 5, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
$8,000,000,000.00:
Debt Securities (unsubordinated indebtedness)
Debt Securities (subordinated indebtedness)
Common Shares
Class A Preferred Shares
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2172159
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Enterprise Group, Inc.
Principal Regulator -- Alberta
Type and Date:
Preliminary Short Form Prospectus dated March 10, 2014
NP 11-202 Receipt dated March 10, 2014
Offering Price and Description:
$24,000,000.00 -- 24,000,000 Common Shares
Price: $1.00 per Common Share
Underwriter(s) or Distributor(s):
CANACCORD GENUITY CORP.
GMP SECURITIES L.P.
JENNINGS CAPITAL INC.
PI FINANCIAL CORP.
SALMAN PARTNERS INC.
Promoter(s):
-
Project #2174017
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
First National Financial Corporation
Principal Regulator -- Ontario
Type and Date:
Preliminary Short Form Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
Cdn$49,800,000.00 -- 2,000,000 Common Shares
Price: $24.90 per Offered Share
Underwriter(s) or Distributor(s):
RBC Dominion Securities Inc.
TD Securities Inc.
BMO Nesbitt Burns Inc.
Scotia Capital Inc.
CIBC World Markets Inc.
National Bank Financial Inc.
Promoter(s):
-
Project #2171463
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Guardian Short Duration Bond Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectus dated March 3, 2014
NP 11-202 Receipt dated March 4, 2014
Offering Price and Description:
Series W and Series I units
Underwriter(s) or Distributor(s):
Worldsource Financial Management Inc.
Worldsource Securities Inc.
Guardian Capital LP
Promoter(s):
Guardian Capital LP
Project #2171289
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
International Commercial Television Inc.
Principal Regulator -- Ontario
Type and Date:
Amended and Restated Preliminary Long Form Non-Offering Prospectus dated March 4, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
-
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2121827
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
iShares MSCI Europe IMI Index ETF
iShares MSCI Europe IMI Index ETF (CAD-Hedged)
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
Units
Underwriter(s) or Distributor(s):
BlackRock Asset Management Canada Limited
Promoter(s):
-
Project #2173519
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Lumenpulse Inc.
Principal Regulator -- Quebec
Type and Date:
Preliminary Long Form Prospectus dated March 5, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
$ * -- * Common Shares
Price: $ * per Common Share
Underwriter(s) or Distributor(s):
CANACCORD GENUITY CORP.
NATIONAL BANK FINANCIAL INC.
BMO NESBITT BURNS INC.
SCOTIA CAPITAL INC.
RAYMOND JAMES LTD.
Promoter(s):
-
Project #2172138
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Mackenzie Global Tactical Bond Fund
Mackenzie Investment Grade Floating Rate Fund
Mackenzie US Dividend Fund
Mackenzie US Dividend Registered Fund
Mackenzie US Low Volatility Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Simplified Prospectuses dated March 5, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
Series A, D, F, F6, O, PW, PWF, PWF8, PWT8, PWX, PWX8, SC, S6 and T6 Securities
Underwriter(s) or Distributor(s):
-
Promoter(s):
Mackenzie Financial Corporation
Project #2172232
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
NexGen Energy Ltd.
Principal Regulator -- British Columbia
Type and Date:
Preliminary Short Form Prospectus dated March 10, 2014
NP 11-202 Receipt dated March 10, 2014
Offering Price and Description:
$10,035,000.00 -- 22,300,000 Units
Price: $0.45 per Unit
Underwriter(s) or Distributor(s):
DUNDEE SECURITIES LTD.
RAYMOND JAMES LTD.
CANTOR FITZGERALD
CANADA CORPORATION
MACQUARIE CAPITAL MARKETS CANADA LTD.
Promoter(s):
-
Project #2173990
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Purpose Diversified Real Asset Fund
Purpose Enhanced U.S. Equity Fund
Purpose Multi-Strategy Market Neutral Fund
Principal Regulator -- Ontario
Type and Date:
Preliminary Long Form Prospectus dated March 5, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
ETF Shares, ETF Non-Currency Hedged Shares, Series A, Series D, Series F, Series I, Series XA, Series XF Shares, ETF Units, Class A, Class D, Class F, Class I, Class XA, Class XF Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
PURPOSE INVESTMENTS INC.
Project #2173192
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Regal Lifestyle Communities Inc.
Principal Regulator -- Ontario
Type and Date:
Preliminary Short Form Prospectus dated March 4, 2014
NP 11-202 Receipt dated March 4, 2014
Offering Price and Description:
$20,002,750.00 -- 2,581,000 Common Shares
Price: $7.75 per Common Share
Underwriter(s) or Distributor(s):
CIBC WORLD MARKETS INC.
TD SECURITIES INC.
BMO NESBITT BURNS INC.
RBC DOMINION SECURITIES INC.
SCOTIA CAPITAL INC.
NATIONAL BANK FINANCIAL INC.
DUNDEE SECURITIES LTD.
RAYMOND JAMES LTD.
Promoter(s):
Simon Nyilassy
Moray Tawse
Project #2168102
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Roxgold Inc.
Principal Regulator -- Ontario
Type and Date:
Preliminary Short Form Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
$25,056,000.00 -- 43,200,000 Common Shares
$0.58 per Common Share
Underwriter(s) or Distributor(s):
BMO NESBITT BURNS INC.
CORMARK SECURITIES INC.
RAYMOND JAMES LTD.
RBC DOMINION SECURITIES INC.
TOLL CROSS SECURITIES INC.
GMP SECURITIES L.P.
HAYWOOD SECURITIES INC.
MACQUARIE CAPITAL MARKETS CANADA LTD.
Promoter(s):
-
Project #2173357
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Spectra7 Microsystems Inc.
Principal Regulator -- Ontario
Type and Date:
Preliminary Short Form Prospectus dated March 4, 2014
NP 11-202 Receipt dated March 4, 2014
Offering Price and Description:
$ * -- * Units
Price: $? per Unit
Underwriter(s) or Distributor(s):
CANACCORD GENUITY CORP.
GLOBAL MAXFIN CAPITAL INC.
MACKIE RESEARCH CAPITAL CORPORATION
PI FINANCIAL CORP.
Promoter(s):
-
Project #2171789
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Thomson Reuters Corporation
Principal Regulator -- Ontario
Type and Date:
Preliminary Base Shelf Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 10, 2014
Offering Price and Description:
US$3,000,000,000.00 -- Debt Securities (Unsecured)
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2173527
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
TitanStar Properties Inc.
Principal Regulator -- British Columbia
Type and Date:
Amended and Restated Preliminary Short Form Prospectus dated March 4, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
Minimum $20,000,000.00 -- * Subscription Receipts
Maximum $45,000,000.00 -- * Subscription Receipts
Price: $ * per Subscription Receipt
Underwriter(s) or Distributor(s):
Mackie Research Capital Corporation
National Bank Financial Inc.
Desjardins Securities Inc.
GMP Securities L.P.
Burgeonvest Bick Securities Ltd.
Haywood Securities Inc.
All Group Financial Services Inc.
MGI Securities Inc.
Promoter(s):
-
Project #2166739
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Catamaran Corporation
Principal Regulator -- Ontario
Type and Date:
Amended and Restated Base Shelf Prospectus dated March 6, 2014 to Base Shelf Prospectus dated May 6, 2013
NP 11-202 Receipt dated March 6, 2014
Offering Price and Description:
U.S.$1,000,000,000.00:
Debt Securities
Common Shares
Warrants
Convertible Securities
Share Purchase Contracts
Share Purchase Units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2022904
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Chrysalis Capital IX Corporation
Principal Regulator -- Ontario
Type and Date:
Final CPC Prospectus dated March 5, 2014
NP 11-202 Receipt dated March 6, 2014
Offering Price and Description:
MINIMUM OFFERING: $200,000 or 2,000,000 Common Shares
MAXIMUM OFFERING: $1,000,000 or 10,000,000 Common
Shares
PRICE: $0.10 per Common Share
Underwriter(s) or Distributor(s):
PI Financial Corp.
Promoter(s):
Robert Munro
Project #2146356
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Concordia Healthcare Corp.
Principal Regulator -- Ontario
Type and Date:
Final Short Form Prospectus dated March 5, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
$58,750,000.00
5,000,000 Common Shares
Price: $11.75 per Share
Underwriter(s) or Distributor(s):
GMP SECURITIES L.P.
CANACCORD GENUITY CORP.
BARCLAYS CAPITAL CANADA INC.
BEACON SECURITIES LIMITED
CORMARK SECURITIES INC.
Promoter(s):
Mark Thompson
Project #2166548
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Horizons Gold Yield ETF
Horizons Natural Gas Yield ETF
Principal Regulator -- Ontario
Type and Date:
Final Long Form Prospectus dated February 27, 2014
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
Class E units and Advisor Class units
Underwriter(s) or Distributor(s):
-
Promoter(s):
-
Project #2156204
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Lomiko Metals Inc.
Principal Regulator -- British Columbia
Type and Date:
Final Short Form Prospectus dated March 6, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
Total Minimum Offering: $750,000.00
Total Maximum Offering: $4,000,000.00
Up to 27,272,727 Units
$0.11 per Unit; and
Up to 7,692,308 Flow-Through Units
$0.13 per Flow-Through Unit
Underwriter(s) or Distributor(s):
Secutor Capital Management Corporation
Promoter(s):
-
Project #2157691
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Redknee Solutions Inc.
Principal Regulator -- Ontario
Type and Date:
Final Short Form Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
$75,000,042.00
12,820,520 Common Shares
Price: $5.85 per Common Share
Underwriter(s) or Distributor(s):
GMP SECURITIES L.P.
CANACCORD GENUITY CORP.
CIBC WORLD MARKETS INC.
RBC DOMINION SECURITIES INC.
TD SECURITIES INC.
CANTOR FITZGERALD CANADA CORPORATION
CLARUS SECURITIES INC.
PARADIGM CAPITAL INC.
Promoter(s):
-
Project #2169592
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Rockefeller Hughes Corporation
Principal Regulator -- Ontario
Type and Date:
Final Long Form Prospectus dated March 7, 2014
NP 11-202 Receipt dated March 10, 2014
Offering Price and Description:
Minimum Offering of $1,500,000.00 (8,333,333 Units)
Maximum Offering of $2,500,000.00 (13,888,888 Units)
at $0.18 per Unit
Underwriter(s) or Distributor(s):
Clarus Securities Inc.
PI Financial Corp.
Promoter(s):
Zoran Arandjelovic
Project #2126408
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Russell Focused Canadian Equity Pool
Russell Focused US Equity Pool
(Series A, Series B, Series E, Series F and Series O)
Principal Regulator -- Ontario
Type and Date:
Amendment #4 dated February 28, 2014 to the Simplified Prospectuses and Annual Information Form dated July 8, 2013
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
Series A, Series B, Series E, Series F and Series O
Underwriter(s) or Distributor(s):
Russell Investments Canada Limited
Promoter(s):
Russell Investments Canada Limited
Project #2067785
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
Russell Focused Global Equity Pool
Principal Regulator -- Ontario
Type and Date:
Amendment #1 dated February 28, 2014 to the Simplified Prospectus and Annual Information dated November 25, 2013
NP 11-202 Receipt dated March 5, 2014
Offering Price and Description:
Series A, Series B, Series E, Series F and Series O
Underwriter(s) or Distributor(s):
Russell Investments Canada Limited
Promoter(s):
Russell Investments Canada Limited
Project #2123623
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
SilverCrest Mines Inc.
Principal Regulator -- British Columbia
Type and Date:
Final Short Form Prospectus dated March 6, 2014
NP 11-202 Receipt dated March 6, 2014
Offering Price and Description:
$20,020,000.00
7,700,000 Common Shares
Price: $2.60 per Offered Share
Underwriter(s) or Distributor(s):
DUNDEE SECURITIES LTD.
NATIONAL BANK FINANCIAL INC.
RAYMOND JAMES LTD.
PI FINANCIAL CORP.
Promoter(s):
-
Project #2167213
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
TD U.S. Low Volatility Fund (Investor Series and Premium Series)
TD North American Dividend Fund (Investor Series, Institutional Series and Premium Series)
TD Global Low Volatility Fund (Investor Series, O-Series and Premium Series)
TD Emerging Markets Low Volatility Fund (Investor Series)
Principal Regulator -- Ontario
Type and Date:
Amendment #2 dated February 27, 2014 to the Simplified Prospectuses and Annual Information Form dated July 25, 2013
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
Investor Series, Institutional Series, O-Series and Premium Series @ Net Asset Value
Underwriter(s) or Distributor(s):
TD Investments Services Inc.
TD Investment Services Inc. (for Investor Series units)
TD Investment Services Inc. (for Investor Series and e-Series units)
TD Investment Services Inc.(for Investor Series units)
TD Investment Services Inc. (for Investor Series and e-Series Units)
TD Investment Services Inc. (for Investor Series)
TD Waterhouse Canada Inc. (W-Series and WT-Series only)
TD Asset Management Inc. (for Investor Series units)
TD Investment Services Inc. (for Investor Series and Premium Series units)
Promoter(s):
TD Asset Management Inc.
Project #2074949
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Issuer Name:
TD U.S. Low Volatility Fund (Advisor Series, F-Series and Premium F-Series)
TD North American Dividend Fund (Advisor Series, F-Series and Premium F-Series)
TD Global Low Volatility Fund (Advisor Series, F-Series and Premium F-Series)
TD Emerging Markets Low Volatility Fund (Advisor and F-Series)
Principal Regulator -- Ontario
Type and Date:
Amendment #2 dated February 27, 2014 to the Simplified Prospectuses and Annual Information Form dated July 25, 2013
NP 11-202 Receipt dated March 7, 2014
Offering Price and Description:
Advisor Series, F-Series and Premium F-Series @ Net Asset Value
Underwriter(s) or Distributor(s):
TD Waterhouse Canada Inc.
TD Investment Services Inc. (for Investor Series units)
TD Investment Services Inc.(for Investor Series units)
TD Investment Services Inc. (for Investor Series and e-Series Units)
TD Waterhouse Canada Inc. (W-Series and WT-Series only)
TD Investment Services Inc. (for Investor Series and e-Series units)
TD Asset Management Inc. (for Investor Series units)
Promoter(s):
TD Asset Management Inc.
Project #2075064
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -