IIROC -- OSC Staff Notice of Request for Comment -- Margin requirements for certain cash and security borrowing and lending arrangements -- Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1

OSC STAFF NOTICE OF REQUEST FOR COMMENT

THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)

MARGIN REQUIRMENTS FOR CERTAIN CASH AND SECURITY BORROWING AND LENDING ARRANGEMENTS -- AMENDMENTS TO SCHEDULES 1, 7 AND 7A OF DEALER MEMBER FORM 1

IIROC is publishing for public comment proposed amendments to Schedules 1, 7 and 7A of Dealer Member Form 1. The proposed amendments would reduce margin requirements for certain cash and security borrowing and lending arrangements. A copy of the IIROC Notice including the amended documents was also published on our website at http://www.osc.gov.on.ca. The comment period ends on June 11, 2014.

 

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