Ontario Securities Commission Bulletin

Issue 34/18 - May 06, 2011

Ont. Sec. Bull. Issue 34/18

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Staff Notice 11-314 -- Update of CSA Instruments

• Revisions to CSA Staff Notice 24-305 -- Frequently Asked Questions About National Instrument 24-101 -- Institutional Trade Matching and Settlement and Related Companion Policy

Notices of Hearing

• GrowthWorks Canadian Fund Ltd. and GrowthWorks Ltd. -- s. 127(1) of the Act and Rule 16 of the OSC Rules of Procedure (2010), 33 O.S.C.B. 8017

News Releases

• Canadian Securities Regulators Propose Enhanced Policy Concerning Electronic Delivery of Documents

Notices from the Office of the Secretary

• Irwin Boock et al.

• American Heritage Stock Transfer Inc. et al.

• Bernard Boily

• Peter Sbaraglia

• North American Financial Group Inc. et al.

• Marlon Gary Hibbert et al.

• Borealis International Inc. et al.

• Biovail Corporation et al.

• Innovative Gifting Inc. et al.

• Firestar Capital Management Corp. et al.

• GrowthWorks Canadian Fund Ltd. and GrowthWorks Ltd.

• David M O'Brien

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Western Coal Corp. -- s. 1(10)

• Franconia Minerals Corporation -- s. 1(10)

• Connor, Clark & Lunn Conservative Income & Growth Fund and Connor, Clark & Lunn Capital Markets Inc.

• Algonquin Power Co. -- s. 1(10)

• Exclamation Investments Corporation

• Nesscap Energy Inc.

• Cirrus Energy Corporation

• Castlerock Investments Inc. et. al.

• Petro Uno Resources Ltd. -- s. 1(10)

• Sprott Asset Management LP et al.

• frontier Alt Funds Management Limited et al.

• Kria Resources Ltd. -- s. 1(10)

• First Asset Investment Management Inc.

• First Asset Investment Management Inc.

• Mackenzie Financial Corporation

Orders

• Irwin Boock et al. -- ss. 127, 127.1

• American Heritage Stock Transfer Inc. et al. -- s. 127(7)

• Bernard Boily -- s. 127

• Peter Sbaraglia -- s. 127

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Marlon Gary Hibbert et al. -- s. 127

• Borealis International Inc. et al. -- ss. 127(1), 127.1

• Innovative Gifting Inc. et al. -- s. 127

• Firestar Capital Management Corp. et al. -- s. 127(8)

• Touchstone Exploration Inc. -- s. 1(11)(b)

• David M O'Brien

• CME Clearing Europe Limited -- s. 147

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Borealis International Inc. et al. -- ss. 127, 127.1

• David M. O'Brien

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• Material Amendments to CDS Rules -- Real Time Continuous Net Settlement Process -- Request for Comments

• Material Amendments to CDS Procedures -- Real Time CNS Settlement and CNS Settlement Hold -- Request for Comments

• CME Clearing Europe Limited -- Notice of Commission Order -- Application for Interim Exemptive Relief

Chapter 25 - Other Information

Consents

• EPM Mining Ventures Inc. -- s. 4(b) of the Regulation

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